Comprehensive rule-based compliance checking and risk management with process mining

Process mining researchers have primarily focused on developing and improving process discovery techniques, while attention for the applicability of process mining has been below par. As a result, there only exists a partial fit with the traditional requirements for compliance checking and risk management.This paper proposes a comprehensive rule-based process mining approach for a timely investigation of a complete set of enriched process event data. Additionally, the contribution elaborates a two-dimensional business rule taxonomy that serves as a source of business rules for the comprehensive rule-based compliance checking approach. Finally, the study provides a formal grounding for and an evaluation of the comprehensive rule-based compliance checking approach.

► Comprehensive rule-based compliance checking approach for enriched process data.
► Two-dimensional business rule taxonomy.
► Formal grounding for and evaluation of comprehensive rule-based compliance checking.
► Concrete applications in both (audit) compliance checking and risk management.