Role of surface defects and microstructure in infrared optical properties of thermochromic VO2 materials

Thermochromic vanadium dioxide VO2 exhibits a semi-conducting to metallic phase transition at Tc=68 °C, involving strong variations in optical transmittance, reflectance and emissivity. However, the optical contrasts observed in thin films or nanostructured compacted samples seem to depend on both surface microstructure and surface crystal texture. In the case of opaque materials, surface defects might play a drastic role in optical reflectivity. As the high temperature metallic phase of VO2 is opaque for infrared radiations, we used aluminum samples as standards allowing us to correlate reflectivity responses with porosity and surface defects. Then, various polycrystalline and nanostructured VO2 samples compacted at various pressures and presenting variable surface roughness were prepared. Thin films were deposited by radio frequency sputtering process. The samples were characterized using X-ray diffraction, scanning electron microscopy and transmission electron microscopy. Optical properties (reflectance and emissivity) were analyzed above and below the transition temperature, making use of specific FTIR equipments. In thin films, the deposited VO2 phase was systematically oriented and surface porosity was very weak. In polycrystalline samples, as the compaction pressure increased, surface porosity decreased, and infrared optical contrast increased. In such samples, preferred orientations were favored for low applied pressures. These features clearly show that the main parameters conditioning the optical contrast should be the surface defects and porosity, not the preferred crystal orientations. As an additional interesting result, the surfaces formed from compacted nanocrystalline VO2 powders present improved optical contrast for reflectance and emissivity properties.