The role of social and policy learning in changing forest governance: An examination of community-based forestry initiatives in the U.S.

The role of learning in changing forest governance by community-based forestry (CBF) initiatives in the USA is examined through two conceptual lenses – social learning and policy learning – and across operational, collective-choice, and constitutional-choice levels of forest governance. Data used for this examination were derived from two qualitative, case study-based inquiries: the Ford Foundation's Community-Based Forestry Demonstration Program and a status report on CBF developed for the U.S. Endowment for Forests and Communities. Additional information on CBF learning and governance change was gleaned from the research literature and the authors' ongoing observations and participation with CBF groups. We found that CBF groups and coalitions are engaged in a wide variety of learning strategies simultaneously, frequently blending social and policy learning in order to determine if proposed strategies worked or require changes, and if their core beliefs are being attained. Most learning tends to involve single-loop learning, where the effect and effectiveness of strategies are measured against expected outcomes; in a small number of cases, we found evidence of double-loop learning, where the assumptions about causal relationships were questioned and adapted. Triple-loop learning of CBF governing values and structures, as well as the values and structures governing U.S. forest policy as a whole, is largely absent. CBF learning primarily focuses on operational-level governance, where management plans and strategies are altered to incorporate the linked goals of sustaining healthy forests and healthy communities. A small number of CBF advocacy coalitions are engaged in policy learning and change at the collective- and constitutional-choice levels; policy changes are generally at the collective-choice level, changing rules and structures that affect operational-level governance. Given the high cost of changing collective- and constitutional-choice governance and the generally long time to achieve policy change, CBF groups and coalitions must find ways to sustain the resources and energy necessary to stay engaged to affect long-term forest governance change.

Research Highlights
► Community-based forestry initiatives are producing forest governance changes.
► Social learning is key to changing in operational-level forest management.
► Limited changes observed in collective-choice and constitutional rules.
► Regional umbrella organizations are key learning intermediaries.