Investigating the role of prior and observation error correlations in improving a model forecast of forest carbon balance using Four-dimensional Variational data assimilation

- Four-dimensional Variational data assimilation implemented with DALEC2 model.
- Error correlations in prior information and observations proposed.
- Including error correlations improves data assimilation results significantly.

Efforts to implement variational data assimilation routines with functional ecology models and land surface models have been limited, with sequential and Markov chain Monte Carlo data assimilation methods being prevalent. When data assimilation has been used with models of carbon balance, prior or “background” errors (in the initial state and parameter values) and observation errors have largely been treated as independent and uncorrelated. Correlations between background errors have long been known to be a key aspect of data assimilation in numerical weather prediction. More recently, it has been shown that accounting for correlated observation errors in the assimilation algorithm can considerably improve data assimilation results and forecasts. In this paper we implement a Four-dimensional Variational data assimilation (4D-Var) scheme with a simple model of forest carbon balance, for joint parameter and state estimation and assimilate daily observations of Net Ecosystem CO2 Exchange (NEE) taken at the Alice Holt forest CO2 flux site in Hampshire, UK. We then investigate the effect of specifying correlations between parameter and state variables in background error statistics and the effect of specifying correlations in time between observation errors. The idea of including these correlations in time is new and has not been previously explored in carbon balance model data assimilation. In data assimilation, background and observation error statistics are often described by the background error covariance matrix and the observation error covariance matrix. We outline novel methods for creating correlated versions of these matrices, using a set of previously postulated dynamical constraints to include correlations in the background error statistics and a Gaussian correlation function to include time correlations in the observation error statistics. The methods used in this paper will allow the inclusion of time correlations between many different observation types in the assimilation algorithm, meaning that previously neglected information can be accounted for. In our experiments we assimilate a single year of NEE observations and then run a forecast for the next 14 years. We compare the results using our new correlated background and observation error covariance matrices and those using diagonal covariance matrices. We find that using the new correlated matrices reduces the root mean square error in the 14 year forecast of daily NEE by 44% decreasing from 4.22 g C m−2 day−1 to 2.38 g C m−2 day−1.